This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of the world’s largest financial institutions and exchanges. S3’s extensive suite of products offers best-in-class solutions for international regulatory reporting, trade surveillance, CAT, TCA, and best execution analytics across multiple asset classes.
STANY Member Spotlight: Mark Davies
Tags: CAT, Consolidated Audit Trail, data, data management, Financial Regulation, financial technology, FINRA, fintech, regtech, reporting, SEC 605, SEC 606, SEC Order Disclosure Rule, TCA, trade surveillance