Trade Surveillance Suite

Monitor trading for a variety of restricted behaviors across multiple asset classes, configured to your specific supervisory requirements, and document with an automated audit trail – all in a single dashboard.

Some available reports include:

  • Spoofing
  • Layering
  • Marking the close
  • Trade-through
  • Reg SHO
  • Equity-options manipulation
  • Wash sales
  • Painting the tape
  • Insider Trading / Large Move
  • TRF / ORF Order Marking

Alert and rule parameters for each report are easily configured and tested, allowing you to build custom reports to suit your review processes.  The audit trail function allows you to maintain a record of your exceptions management, with customizable comment fields that can be supervised across different teams and user groups.

Trade Surveillance Suite PDF
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