trade surveillance

STANY Member Spotlight: Mark Davies

This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…

S3 Launches Concierge Service for Custom Reports

Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference     Austin, Texas, 07 October 2020 –S3, a leading…

S3 Certified for CAT Production by FINRA

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions.   Austin, TX, 27 April 2020 S3, a leading provider…

S3 Launches CAT Reporting Solution

Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers.   Austin, Texas, 15 January 2020 – S3, a leading provider of…
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