TABB Forum published op-ed authored by S3 CEO Mark Davies. 26 March 2021 When it comes to payment for order flow, the quality of trade executions is still very opaque…
This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…
Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference Austin, Texas, 07 October 2020 –S3, a leading…
John D’Antona, Editor of Traders Magazine speaks exclusively to S3 CEO Mark Davies on the delay of SEC Rule 606 by John D’Antona 1 April 2020 The current COVID-19 pandemic…
S3 CEO Mark Davies discusses the new SEC Rule 606 reporting format and what asset managers can glean from these reports by Chris Kentouris 18 March 2020 Complying with a…
S3 CEO Mark Davies offers his expertise on SEC Rule 606 in the latest Finops Report articleby Chris Kentouris09 January 2020 Compliance, operations, and IT managers will be teaming up…
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…
TABB Forum published op-ed authored by S3 CEO Mark Davies. 13 September 2019 While fulfilling SEC Rule 606 obligations may seem straightforward, it actually is very complicated, considering all the…
S3 CEO Mark Davies speaks to Max Bowie of WatersTechnology on SEC Rule 606 by Max Bowie 23 September 2019 A meeting between the Securities and Exchange Commission and industry…
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…