SEC Order Disclosure Rule

STANY Member Spotlight: Mark Davies

This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…

S3 Launches Concierge Service for Custom Reports

Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference     Austin, Texas, 07 October 2020 –S3, a leading…

SEC Rule 606 Reporting

Easily and effectively comply with the SEC 606 order routing disclosure regulations. In 2018, the Securities and Exchange Commission (“SEC”) announced updates to Rule 606 in an effort to ensure…
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