CAT

3 years ago

Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies

Written by Jason Dibble, Co-Founder and Editor in Chief – Published by https://curatia.com/ 07 October 2021 With valuations in US and European markets looking stretched, investors are increasingly eyeing opportunities elsewhere.…

3 years ago

STANY Member Spotlight: Mark Davies

This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…

3 years ago

Finops Report: FINRA’s CAT: Customer Account Data Management Challenge

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing data management challenges with the Consolidated Audit Trail (CAT). by Chris Kentouris 14 November 2020 Reporting correct customer…

4 years ago

Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing challenges that exist with the Consolidated Audit Trail (CAT) ahead of upcoming deadlines. by Chris Kentouris 12 September…

4 years ago

S3 Certified for CAT Production by FINRA

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider…

4 years ago

S3 Offers SEC CAT Solution Ahead of April Reporting Deadline

A-Team Insight features S3’s all-in-once compliance offering, including S3’s latest product launch, CAT Reporting by Sarah Underwood 04 February 2020 As reporting to the SEC Consolidated Audit Trail (CAT)…

4 years ago

S3 Launches CAT Reporting Solution

Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of…

5 years ago

Davies to speak at the 2019 Texas Traders Convention

Mark Davies, CEO of S3, will speak at the 2019 Texas Traders Convention in Las Colinas, Texas – September 5-7, 2019 Please join Mark Davies at the 2019 Texas Traders…

5 years ago

CAT Reporting

A managed solution which validates exchange files, submits required data to the Consolidated Audit Trail (CAT), and resolves data problems with individual brokers. On April 20, 2020, industry participants began…

CAT

Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies

STANY Member Spotlight: Mark Davies

Finops Report: FINRA’s CAT: Customer Account Data Management Challenge

Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze

S3 Certified for CAT Production by FINRA

S3 Offers SEC CAT Solution Ahead of April Reporting Deadline

S3 Launches CAT Reporting Solution

Davies to speak at the 2019 Texas Traders Convention

CAT Reporting

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