by Michelle Lindenberger | Mar 29, 2019 | News and Events |
SEC’s New Rule 606: Execution Transparency At a Cost Finops Reportby Chris Kentouris21 March 2019For brokerage trade operations, compliance and ITmanagers, giving fund managers a lot more details about where and how their trades were executed to fulfill the US...
by Nicola Davies | Mar 19, 2019 | News and Events |
Markets Media March 15, 2019 S3’s Mark Davies discussed the new and updated SEC Rule 606 reporting requirements during an industry call hosted by the Security Traders Association.
by mdavies | Mar 14, 2019 | News and Events |
by mdavies | Jan 16, 2019 | News and Events |
AUSTIN, TEXAS January 16, 2019 – S3 (“the Company”), the premier trading compliance company providing innovative solutions to monitor and analyze trade execution and surveillance for equities, options, and fixed income securities, today announced the launch of Order...
by Nicola Davies | Oct 3, 2018 | News and Events |
AUSTIN, TEXAS October 3, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options, and fixed income securities, today announced the launch of its Trade Surveillance...
by Nicola Davies | Oct 3, 2018 | News and Events |
Ready to learn more? Read about the S3 Trade Surveillance Suite here
