by Michelle Lindenberger | Oct 7, 2020 | News and Events, Press |
Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference Austin, Texas, 07 October 2020 –S3, a leading provider of trade surveillance,...
by Michelle Lindenberger | Oct 6, 2020 | Announcements, Company News, News and Events |
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by Michelle Lindenberger | Sep 14, 2020 | News and Events, Press |
S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing challenges that exist with the Consolidated Audit Trail (CAT) ahead of upcoming deadlines. by Chris Kentouris 12 September 2020 Trade compliance, regulatory operations,...
by Michelle Lindenberger | Aug 18, 2020 | News and Events, Press |
S3 CEO Mark Davies speaks with Terry Flanagan about the latest regtech updates, SEC Rule 606, and how the S3 team has been operating during the pandemic in the latest Markets Media article by Terry Flanagan 18 August 2020 What has it been like leading S3 through...
by Michelle Lindenberger | Apr 25, 2020 | Announcements, Company News, News and Events |
Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider of all-in-one compliance solutions, announced today that...
by Michelle Lindenberger | Apr 1, 2020 | News and Events, Press |
John D’Antona, Editor of Traders Magazine speaks exclusively to S3 CEO Mark Davies on the delay of SEC Rule 606 by John D’Antona 1 April 2020 The current COVID-19 pandemic has forced a change in the amended Rule 606 timeframe. Last week the Securities and...
