by Michelle Lindenberger | Sep 16, 2019 | News and Events, Press |
TABB Forum published op-ed authored by S3 CEO Mark Davies. 13 September 2019 While fulfilling SEC Rule 606 obligations may seem straightforward, it actually is very complicated, considering all the parties involved. S3 CEO Mark Davies breaks down the complex web of...
by Michelle Lindenberger | Sep 13, 2019 | News and Events, Press |
S3 CEO Mark Davies speaks to Max Bowie of WatersTechnology on SEC Rule 606 by Max Bowie 23 September 2019 A meeting between the Securities and Exchange Commission and industry body the Financial Information Forum on Thursday, September 12 to finalize details of how...
by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events |
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products...
by Michelle Lindenberger | Sep 4, 2019 | Conferences / Events, News and Events |
Mark Davies, CEO of S3, will speak at the 2019 Texas Traders Convention in Las Colinas, Texas – September 5-7, 2019 Please join Mark Davies at the 2019 Texas Traders Convention. Davies will speak on the Panel Discussion: Enhanced Disclosure, SEC Rule 606, Order...
by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events |
S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what makes a trade execution discretionary will force introducing and executing brokers to walk a...
by Michelle Lindenberger | Aug 7, 2019 | News and Events, Press |
Press Release Austin, TX, August 7 2019 – S3, a full-service compliance and trade analytics software company, today announced the appointment of James Augustyn as Vice President of Customer Service effective immediately. Mark Davies, CEO of S3, commented on...
