Raising the Bar on Retail Best Execution in Europe
ion for retail stock trades has had a foothold in the U.S. since the tail end of last century, when buzzy IPOs, soaring internet stocks and clever discount-broker commercials captured…
News and Events
S3 Launches Global Options Best Ex & TCA
Austin, TX, August 18, 2022 – S3 today unveiled its Global Options Best Ex & TCA solution for firms looking to satisfy Best Execution obligations for options across all jurisdictions. …
STANY Awards
S3 was awarded “Best of Industry Solutions” for Consolidated Audit Trail (CAT) Reporting during the 9th Annual STANY Honors Awards for its exceptional CAT Reporting tool and customer support. The…
S3 Recognized As Winner of 2021 Benzinga Fintech Awards Best Data Analytics Tool
DETROIT, Nov. 10, 2021 /PRNewswire/ — Benzinga, a media and data provider bridging the gap between retail and institutional investors, held its annual Benzinga Global Fintech Awards, a day of dealmaking, networking, and recognition in…
Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies
Written by Jason Dibble, Co-Founder and Editor in Chief – Published by https://curatia.com/ 07 October 2021 With valuations in US and European markets looking stretched, investors are increasingly eyeing opportunities elsewhere.…
S3 Launches New Depth Aware Enhanced E/Q Tool
Austin, TX April 20, 2021 – S3, the leading provider of regulatory compliance and trade analytics software, today announced the launch of their new Depth Aware Enhanced E/Q tool that…
TABB Forum: Like PFOF for Chocolate
TABB Forum published op-ed authored by S3 CEO Mark Davies. 26 March 2021 When it comes to payment for order flow, the quality of trade executions is still very opaque…
STANY Member Spotlight: Mark Davies
This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…
S3 Welcomes Sarah Phillips for Marketing and Sales Operations
Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and…
Finops Report: FINRA’s CAT: Customer Account Data Management Challenge
S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing data management challenges with the Consolidated Audit Trail (CAT). by Chris Kentouris 14 November 2020 Reporting correct customer…