SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

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Press Release

Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to its TCA and Rule 606 solutions lineup.

The addition of S3’s services will enable SS&C clients to seamlessly produce the detailed 606 regulatory reports in compliance with Securities and Exchange Commission (SEC) mandates. Utilizing S3’s product suite ensures best execution of trading transactions through trade surveillance and analytics and full transparency to meet compliance and regulatory requirements.

Marcos Frisaura, Vice President, Financial Markets Group for SS&C commented: “We are pleased to announce that we have joined with S3 to deliver our clients advanced trading analytics and regulatory reporting software. These products will bolster the SS&C service offering, helping us provide industry leading, independent transaction cost analysis and tools for our clients to meet mandatory SEC Rule 606 reporting requirements.”

Mark Davies, Chief Executive for S3, states: “We are delighted to be working with SS&C and look forward to delivering their clients enhanced trading analytics and regulatory reporting technology for best execution practices and meeting compliance requirements. Since the January deadline for compliance with Rule 606 is fast approaching, we anticipate that more industry players will onboard this product to meet their compliance needs.”



For further information, contact:

Jeremy Vest
+1 512.450.6755


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About S3

S3 is a full service compliance and trade analytics software company providing simple and elegant solutions to address client needs for regulatory reporting, trade surveillance, and best execution analytics, across multiple asset classes., S3’s robust product suite is used today by many of the world’s largest financial institutions, broker-dealers, exchanges, bulge bracket and retail banks, offering exceptional trading analytics technology, and all-in-one regulatory reporting solutions for U.S. and International financial markets.


About SS&C

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Founded in 1986, SS&C is headquartered in Windsor, Connecticut and has offices around the world. Some 18,000 financial services and healthcare organizations, from the world’s largest institutions to local firms, manage and account for their investments using SS&C’s products and services.

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