S3 Launches Global Options Best Ex & TCA
Austin, TX, August 18, 2022 – S3 today unveiled its Global Options Best Ex & TCA solution for firms looking to satisfy Best Execution obligations for options across all jurisdictions. …
Announcements
S3 Launches New Depth Aware Enhanced E/Q Tool
Austin, TX April 20, 2021 – S3, the leading provider of regulatory compliance and trade analytics software, today announced the launch of their new Depth Aware Enhanced E/Q tool that…
S3 Welcomes Sarah Phillips for Marketing and Sales Operations
Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and…
S3 Certified for CAT Production by FINRA
Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider…
S3 Launches CAT Reporting Solution
Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of…
S3 CEO Mark Davies to speak at Security Traders Association of Chicago’s (STAC) 94th Annual Meeting
Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association…
S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…
SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…
Finops Report – Rule 606: SEC Redefines Discretionary Trades
S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what…