Austin, TX, August 18, 2022 – S3 today unveiled its Global Options Best Ex & TCA solution for firms looking to satisfy Best Execution obligations for options across all jurisdictions. …
Austin, TX April 20, 2021 – S3, the leading provider of regulatory compliance and trade analytics software, today announced the launch of their new Depth Aware Enhanced E/Q tool that…
Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and…
Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider…
Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of…
Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association…
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…
S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what…