Finops Report: Regulatory Ops 2020: Handling Tower of Acronyms

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S3 CEO Mark Davies offers his expertise on SEC Rule 606 in the latest Finops Report article
by Chris Kentouris
09 January 2020

Compliance, operations, and IT managers will be teaming up in newly created regulatory operations departments to do data aggregation, contract renegotiation and relationship management in 2020 as they handle a slew of new regulations commonly known by their acronyms or numbers.

A telephone survey conducted over the past month by FinOps Report (www.finopsinfo.com) of 100 C-level compliance, operations and IT managers from buy and sell-side firms in the US and Europe found that the US’ amended Rule 606 and new CAT top the list of expected pain points in 2020 for US firms. 

Read full article here.

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