News and Events
S3 CEO Mark Davies Discusses SEC Rule 606 Updates
Markets Media March 15, 2019 S3's Mark Davies discussed the new and updated SEC Rule 606 reporting requirements during an industry call hosted by the Security Traders Association.
606 Reporting Requirements Summary
S3 Launches New 606 Reporting Suite
AUSTIN, TEXAS January 16, 2019 – S3 (“the Company”), the premier trading compliance company providing innovative solutions to monitor and analyze trade execution and surveillance for equities, options, and fixed income securities, today announced the launch of Order...
S3 Launches Trade Surveillance Suite, Providing All-In-One Compliance, Reporting and Analytics
AUSTIN, TEXAS October 3, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options, and fixed income securities, today announced the launch of its Trade Surveillance...
S3 Trade Surveillance Suite
Ready to learn more? Read about the S3 Trade Surveillance Suite here
CEO CHAT: Mark Davies, S3
Trader's Magazine October 2, 2018 S3's Mark Davies sat down with Trader's Magazine editor John D'Antona Jr. to discuss S3’s core mission, Mr. Davies' outlook for fintech and what new offerings the firm will be bringing to the marketplace.
S3 Unveils FX-Aware Best Execution Platform
AUSTIN, Texas, May 9, 2018 /PRNewswire/ -- S3 ("the Company"), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options, and fixed income securities, today announced the launch of its FX-Aware...
S3 Enhances Best Execution Analytics Platform with Equities Execution Efficiency Functionality
New feature provides deeper insights into equities liquidity capture for every order AUSTIN, TEXAS April 19, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options,...
If It Ain’t Broke, Don’t Fix It
Traders Magazine March 6, 2018 In an exclusive to Traders Magazine, S3's Mark Davies shares his thoughts on the U.S. financial market regulatory mandates this year and how they are likely to remain largely unchanged in 2018. To Davies, this might not be a bad...
S3 Signs Major Mutual Fund Company to Options TCA Platform
New buy-side customer to gain critical market insights by leveraging S3’s superior options best execution and trade cost analysis solution AUSTIN, TEXAS January 10, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to...