News and Events
Finops Report, SEC’s New Rule 606: Execution Transparency At a Cost
SEC’s New Rule 606: Execution Transparency At a CostFinops Reportby Chris Kentouris21 March 2019For brokerage trade operations, compliance and ITmanagers, giving fund managers a lot more details about where and how their trades were executed to fulfill the US...
S3 CEO Mark Davies Discusses SEC Rule 606 Updates
Markets Media March 15, 2019 S3's Mark Davies discussed the new and updated SEC Rule 606 reporting requirements during an industry call hosted by the Security Traders Association.
606 Reporting Requirements Summary
S3 Launches New 606 Reporting Suite
AUSTIN, TEXAS January 16, 2019 – S3 (“the Company”), the premier trading compliance company providing innovative solutions to monitor and analyze trade execution and surveillance for equities, options, and fixed income securities, today announced the launch of Order...
S3 Launches Trade Surveillance Suite, Providing All-In-One Compliance, Reporting and Analytics
AUSTIN, TEXAS October 3, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options, and fixed income securities, today announced the launch of its Trade Surveillance...
S3 Trade Surveillance Suite
Ready to learn more? Read about the S3 Trade Surveillance Suite here
CEO CHAT: Mark Davies, S3
Trader's Magazine October 2, 2018 S3's Mark Davies sat down with Trader's Magazine editor John D'Antona Jr. to discuss S3’s core mission, Mr. Davies' outlook for fintech and what new offerings the firm will be bringing to the marketplace.
S3 Unveils FX-Aware Best Execution Platform
AUSTIN, Texas, May 9, 2018 /PRNewswire/ -- S3 ("the Company"), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options, and fixed income securities, today announced the launch of its FX-Aware...
S3 Enhances Best Execution Analytics Platform with Equities Execution Efficiency Functionality
New feature provides deeper insights into equities liquidity capture for every order AUSTIN, TEXAS April 19, 2018 – S3 (“the Company”), a financial services software company providing innovative solutions to monitor and analyze trade execution for equities, options,...