Finops Report: New Trade Execution Transparency Tests Data Exchange
S3 CEO Mark Davies discusses the new SEC Rule 606 reporting format and what asset managers can glean from these reports by Chris Kentouris 18 March 2020 Complying with a…
Transaction Cost Analysis
Finops Report: Regulatory Ops 2020: Handling Tower of Acronyms
S3 CEO Mark Davies offers his expertise on SEC Rule 606 in the latest Finops Report articleby Chris Kentouris09 January 2020 Compliance, operations, and IT managers will be teaming up…
S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…
WatersTechnology: SEC, FIF Seek End to Rule 606 Compliance Confusion
S3 CEO Mark Davies speaks to Max Bowie of WatersTechnology on SEC Rule 606 by Max Bowie 23 September 2019 A meeting between the Securities and Exchange Commission and industry…
SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…
Davies to speak at the 2019 Texas Traders Convention
Mark Davies, CEO of S3, will speak at the 2019 Texas Traders Convention in Las Colinas, Texas – September 5-7, 2019 Please join Mark Davies at the 2019 Texas Traders…
Finops Report – Rule 606: SEC Redefines Discretionary Trades
S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what…