financialservices

4 years ago

S3 Launches Concierge Service for Custom Reports

Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference Austin, Texas, 07 October 2020 –S3, a leading…

5 years ago

Traders Magazine: S3’s Davies on SEC Rule 606 Delay

John D’Antona, Editor of Traders Magazine speaks exclusively to S3 CEO Mark Davies on the delay of SEC Rule 606 by John D’Antona 1 April 2020 The current COVID-19 pandemic…

5 years ago

Finops Report: New Trade Execution Transparency Tests Data Exchange

S3 CEO Mark Davies discusses the new SEC Rule 606 reporting format and what asset managers can glean from these reports by Chris Kentouris 18 March 2020 Complying with a…

5 years ago

Finops Report: Regulatory Ops 2020: Handling Tower of Acronyms

S3 CEO Mark Davies offers his expertise on SEC Rule 606 in the latest Finops Report articleby Chris Kentouris09 January 2020 Compliance, operations, and IT managers will be teaming up…

5 years ago

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…

5 years ago

TABB Forum: Rule 606 Look-Through – A Complex Web, Information Leakage, and How to Reduce the Pain

TABB Forum published op-ed authored by S3 CEO Mark Davies. 13 September 2019 While fulfilling SEC Rule 606 obligations may seem straightforward, it actually is very complicated, considering all the…

5 years ago

WatersTechnology: SEC, FIF Seek End to Rule 606 Compliance Confusion

S3 CEO Mark Davies speaks to Max Bowie of WatersTechnology on SEC Rule 606 by Max Bowie 23 September 2019 A meeting between the Securities and Exchange Commission and industry…

5 years ago

SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…

5 years ago

S3 Onboards James Augustyn for Customer Service

Press Release Austin, TX, August 7 2019 – S3, a full-service compliance and trade analytics software company, today announced the appointment of James Augustyn as Vice President of Customer Service effective…

6 years ago

Rule 606(a) Analysis

S3 Rule 606(a) Analysis offers advanced analytics for SEC Rule 606(a) Reports. SEC Rule 606(a) requires broker-dealers to make quarterly reports publicly available, broken down by calendar month, containing certain required…

financialservices

S3 Launches Concierge Service for Custom Reports

Traders Magazine: S3’s Davies on SEC Rule 606 Delay

Finops Report: New Trade Execution Transparency Tests Data Exchange

Finops Report: Regulatory Ops 2020: Handling Tower of Acronyms

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

TABB Forum: Rule 606 Look-Through – A Complex Web, Information Leakage, and How to Reduce the Pain

WatersTechnology: SEC, FIF Seek End to Rule 606 Compliance Confusion

SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

S3 Onboards James Augustyn for Customer Service

Rule 606(a) Analysis

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