Press

2 weeks ago

NextGen Rule 605 Report Generation Now Available in S3 Portal

Austin, TX – October, 15, 2025 – S3, a leading provider of regulatory reporting and analytics solutions, today announced the capability to generate a 605 report using the new requirements…

5 months ago

S3: Tracking Best Execution

SEC rules have made the United States the gold standard for best execution transparency. Mark Davies, CEO of data firm S3 shares his insights into the rules, how they are…

2 years ago

PRESS RELEASE: Jake Campbell Named S3 Vice President of Sales, Europe

Austin, TX July 11, 2023 – S3 is pleased to announce the appointment of Jake Campbell as Vice President of Sales, Europe. Jake will be responsible for developing client relationships…

2 years ago

PRESS RELEASE: S3 Partners with Blue Ocean Technologies to Provide CAT Reporting Services

Innovative Afterhours Leader to Use S3’s Industry Leading Analytics Software Austin, TX – May 24, 2023 – S3, a global provider of regulatory compliance reporting and trade analytics software, is pleased…

4 years ago

Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies

Written by Jason Dibble, Co-Founder and Editor in Chief – Published by https://curatia.com/ 07 October 2021 With valuations in US and European markets looking stretched, investors are increasingly eyeing opportunities elsewhere.…

5 years ago

TABB Forum: Like PFOF for Chocolate

TABB Forum published op-ed authored by S3 CEO Mark Davies. 26 March 2021 When it comes to payment for order flow, the quality of trade executions is still very opaque…

5 years ago

STANY Member Spotlight: Mark Davies

This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…

5 years ago

Finops Report: FINRA’s CAT: Customer Account Data Management Challenge

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing data management challenges with the Consolidated Audit Trail (CAT). by Chris Kentouris 14 November 2020 Reporting correct customer…

5 years ago

S3 Launches Concierge Service for Custom Reports

Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference Austin, Texas, 07 October 2020 –S3, a leading…

5 years ago

Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing challenges that exist with the Consolidated Audit Trail (CAT) ahead of upcoming deadlines. by Chris Kentouris 12 September…

Press

NextGen Rule 605 Report Generation Now Available in S3 Portal

S3: Tracking Best Execution

PRESS RELEASE: Jake Campbell Named S3 Vice President of Sales, Europe

PRESS RELEASE: S3 Partners with Blue Ocean Technologies to Provide CAT Reporting Services

Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies

TABB Forum: Like PFOF for Chocolate

STANY Member Spotlight: Mark Davies

Finops Report: FINRA’s CAT: Customer Account Data Management Challenge

S3 Launches Concierge Service for Custom Reports

Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze

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