S3: Tracking Best Execution
SEC rules have made the United States the gold standard for best execution transparency. Mark Davies, CEO of data firm S3 shares his insights into the rules, how they are…
Press
PRESS RELEASE: Jake Campbell Named S3 Vice President of Sales, Europe
Austin, TX July 11, 2023 – S3 is pleased to announce the appointment of Jake Campbell as Vice President of Sales, Europe. Jake will be responsible for developing client relationships…
PRESS RELEASE: S3 Partners with Blue Ocean Technologies to Provide CAT Reporting Services
Innovative Afterhours Leader to Use S3’s Industry Leading Analytics Software Austin, TX – May 24, 2023 – S3, a global provider of regulatory compliance reporting and trade analytics software, is pleased…
Curatia Analysis: The Future of PFOF Disclosures, CAT Launch Preparations, and Austin’s Legendary Swimming Holes: A Conversation with S3 CEO Mark Davies
Written by Jason Dibble, Co-Founder and Editor in Chief – Published by https://curatia.com/ 07 October 2021 With valuations in US and European markets looking stretched, investors are increasingly eyeing opportunities elsewhere.…
TABB Forum: Like PFOF for Chocolate
TABB Forum published op-ed authored by S3 CEO Mark Davies. 26 March 2021 When it comes to payment for order flow, the quality of trade executions is still very opaque…
STANY Member Spotlight: Mark Davies
This month’s spotlight is on new STANY Associate Member, Mark Davies. Davies is Co-Founder and CEO of S3, a full-service compliance and trade analytics software company that services many of…
Finops Report: FINRA’s CAT: Customer Account Data Management Challenge
S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing data management challenges with the Consolidated Audit Trail (CAT). by Chris Kentouris 14 November 2020 Reporting correct customer…
S3 Launches Concierge Service for Custom Reports
Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference Austin, Texas, 07 October 2020 –S3, a leading…
Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze
S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing challenges that exist with the Consolidated Audit Trail (CAT) ahead of upcoming deadlines. by Chris Kentouris 12 September…
Markets Media: RegTech Q&A with Mark Davies, S3
S3 CEO Mark Davies speaks with Terry Flanagan about the latest regtech updates, SEC Rule 606, and how the S3 team has been operating during the pandemic in the latest Markets Media article by Terry…