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WatersTechnology.com: Brokers Cry SOS on Rule 606

Brokers Cry SOS on Rule 606   Waters Technologyby Max BowieJune 13, 2019 The SEC’s revised requirements around order-routing transparency pose a series of challenges for brokers—the greatest of which…

SEC Rule 606 Reporting

Easily and effectively comply with the SEC 606 order routing disclosure regulations. In 2018, the Securities and Exchange Commission (“SEC”) announced updates to Rule 606 in an effort to ensure…
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