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S3 Software Co Austin TX

10/28/23 - Axos Clearing Leadership Summit
Mark Davies, S3, Chris Versace, CIO of Tematica Research, moderated by Michael Scaplen, Axos Clearing
10/12/23 - 90th Annual STA Market Structure Conference
Mark Davies, S3, Tom Hochleutner, Senior Compliance Officer at Clear Street, Ovi Montemayor, Managing Director at Charles Schwab, Stephen Kay, Global Head of Sell-Side Sales at Virtu Financial, and moderated by Jacob Rappaport, Head of Equities, StoneX Group Inc.
9/7/23 - Dallas STA: Regulatory Update
With Mark Davies, S3, and Jim Toes, President and CEO, STA
5/23/23 FIF Webinar on Fixed Income Trade Surveillance Moderator
Tom Jordan, Chair of the FIF Advisory Committee Panel: Ted Karn of The Karn Group, Alex Sedgwick of Abel Noser, and John Standerfer of S3
5/17/23 - Advisorpedia Podcast: Expanding Offerings and Evolving the Market
With Michael Scaplen and Mark Davies https://www.advisorpedia.com/podcasts/expanding-offerings-and-evolving-the-market-with-michael-scaplen-and-mark-davies/
5/11/23 - ITAP Annual
Mark Davies presentation on SEC Proposals
5/5/23 Carolina STA: SEC Proposals: The Comments Are In – Where Do We Stand?
Moderator: Mark Davies, S3 Panel: Ed Hosty, Robinhood, Troy Draizen, Jones Trading, Stephen Kay, Virtu
2/24/23 STA Florida: Market Structure: Topic – Next Generation Market Structure
Moderator: Mark Davies, S3. Panel: Rob Verderese, Head of Cash Trading – Virtu • Adam Inzirillo, SVP, Head of North American Equities – Cboe Global Markets • Scot Galvin, COO/POO – Robinhood • Michael Harrington, Citadel Securities
2/8/23 SIFMA Webinar
Presentation to Equity Markets and Trading Committee-SEC 605 Proposal
1/25/23 STA Chicago Panel – Market Structure – SEC Rule Filing Updates
Moderator: Phil Pearson, Barclays – Head of Americas Electronic Equity Product. Panel: Clare Saperstein – Head of Equities at NYSE • Joe Mecane – Head of Execution Services at Citadel Securities • Mark Davies – Co-Founder, CEO – S3 • Jason Wallach – Head of Capital Markets at Apex Clearing Corporation

Who We Serve

S3 is a full–service compliance and trade analytics software company that services many of the world’s largest financial institutions and exchanges.

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6500 River Place Blvd, Bldg 2, Suite 306 Austin, TX 78730

info@s3.com

512.329.3245

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