Products

2 weeks ago

Product Update: NextGen 605 Suite & Downstream Broker Grading

Gain deeper insight into your 605 and downstream broker analysis with our updated NextGen Suite and new, dynamic charting capabilities. Use the rich filter set to build custom visualizations from…

4 years ago

S3 Launches Global Options Best Ex & TCA

Austin, TX, August 18, 2022 – S3 today unveiled its Global Options Best Ex & TCA solution for firms looking to satisfy Best Execution obligations for options across all jurisdictions. …

7 years ago

SEC Rule 606 Reporting

Easily and effectively comply with the SEC 606 order routing disclosure regulations. In 2018, the Securities and Exchange Commission (“SEC”) announced updates to Rule 606 in an effort to ensure…

7 years ago

S3 Rule 606(a) Analysis offers advanced analytics for SEC Rule 606(a) Reports. SEC Rule 606(a) requires broker-dealers to make quarterly reports publicly available, broken down by calendar month, containing certain required…

7 years ago

Best Execution Analytics

Reporting and trade exception management solutions that optimize trade execution, streamline the search for price improvement and simplify regulatory compliance. S3’s proprietary Best Execution Analytics software provides on-the-spot reporting and…

7 years ago

CAT Reporting

A managed solution which validates exchange files, submits required data to the Consolidated Audit Trail (CAT), and resolves data problems with individual brokers. On April 20, 2020, industry participants began…

7 years ago

Trade Surveillance Suite

Monitor trading for a variety of restricted behaviors across multiple asset classes, including market manipulation and other trade-based violations. S3’s Trade Surveillance Suite (TSS) simplifies monitoring for a variety of…

7 years ago

Regulatory Reporting Suite

Advanced analytics tools for SEC Rules 605, 606, 611 and Regulation SHO. Read more about S3’s Regulatory Reporting Suite

7 years ago

Transaction Cost Analysis (TCA)

Advanced trading analytics functionality, order execution transparency and Transaction Cost Analysis (TCA) specifically for institutional clients. S3’s Transaction Cost Analysis Suite offers advanced trading analytics functionality, order execution transparency and…

7 years ago

Canadian Best Execution Quality Suite

Reporting and trade exception management solutions that optimize trade execution, facilitate order routing analysis and provide the insight on execution quality arising from differing market conditions between the U.S. and…

Products

Product Update: NextGen 605 Suite & Downstream Broker Grading

S3 Launches Global Options Best Ex & TCA

SEC Rule 606 Reporting

Rule 606(a) Analysis

Best Execution Analytics

CAT Reporting

Trade Surveillance Suite

Regulatory Reporting Suite

Transaction Cost Analysis (TCA)

Canadian Best Execution Quality Suite

Who We Serve

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6500 River Place Blvd, Bldg 7, Suite 250 Austin, TX 78730

info@s3.com

512.329.3245