Austin, TX, August 18, 2022 – S3 today unveiled its Global Options Best Ex & TCA solution for firms looking to satisfy Best Execution obligations for options across all jurisdictions. …
Easily and effectively comply with the SEC 606 order routing disclosure regulations. In 2018, the Securities and Exchange Commission (“SEC”) announced updates to Rule 606 in an effort to ensure…
Reporting and trade exception management solutions that optimize trade execution, streamline the search for price improvement and simplify regulatory compliance. S3’s proprietary Best Execution Analytics software provides on-the-spot reporting and…
A managed solution which validates exchange files, submits required data to the Consolidated Audit Trail (CAT), and resolves data problems with individual brokers. On April 20, 2020, industry participants began…
Monitor trading for a variety of restricted behaviors across multiple asset classes, including market manipulation and other trade-based violations. S3’s Trade Surveillance Suite (TSS) simplifies monitoring for a variety of…
Reporting and trade exception management solutions that optimize trade execution, facilitate order routing analysis and provide the insight on execution quality arising from differing market conditions between the U.S. and…
Order execution and counterparty transparency and compliance tools for corporate, municipal, and TRACE eligible agency bond trades. With the increased scrutiny on fixed income executions, the transparency provided by S3’s Fixed Income…