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SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events | 0 comments

Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to its TCA...

Finops Report – Rule 606: SEC Redefines Discretionary Trades

by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events | 0 comments

Finops Report – Rule 606: SEC Redefines Discretionary Trades Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what makes a trade execution discretionary will force introducing and executing brokers...

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  • SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services
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  • Finops Report – Rule 606: SEC Redefines Discretionary Trades
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  • Davies to speak at Canadian Security Traders Association Annual Conference 2019
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