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SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events | 0 comments

Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products...

Finops Report – Rule 606: SEC Redefines Discretionary Trades

by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events | 0 comments

S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what makes a trade execution discretionary will force introducing and executing brokers to walk a...

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