Company News

S3 Certified for CAT Production by FINRA

by Michelle Lindenberger | Apr 25, 2020 | Announcements, Company News, News and Events | 0 comments

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider of all-in-one compliance solutions, announced today that...

S3 Offers SEC CAT Solution Ahead of April Reporting Deadline

by Michelle Lindenberger | Feb 4, 2020 | Company News, News and Events, Press | 0 comments

A-Team Insight features S3’s all-in-once compliance offering, including S3’s latest product launch, CAT Reporting by Sarah Underwood 04 February 2020 As reporting to the SEC Consolidated Audit Trail (CAT) fast approaches, with large industry...

S3 Launches CAT Reporting Solution

by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events | 0 comments

Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of regulatory reporting technology, trade surveillance, and...

S3 CEO Mark Davies to speak at Security Traders Association of Chicago’s (STAC) 94th Annual Meeting

by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events | 0 comments

Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association of Chicago’s 94th Annual Mid-Winter Meeting. Davies will...

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

by Michelle Lindenberger | Dec 16, 2019 | Announcements, Company News, News and Events | 0 comments

Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC Rule 606...

SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events | 0 comments

Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products...