Company News

1 Dec 2020

S3 Welcomes Sarah Phillips for Marketing and Sales Operations

Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and…

6 Oct 2020

S3 Concierge Launch

25 Apr 2020

S3 Certified for CAT Production by FINRA

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider…

4 Feb 2020

S3 Offers SEC CAT Solution Ahead of April Reporting Deadline

A-Team Insight features S3’s all-in-once compliance offering, including S3’s latest product launch, CAT Reporting by Sarah Underwood 04 February 2020 As reporting to the SEC Consolidated Audit Trail (CAT)…

14 Jan 2020

S3 Launches CAT Reporting Solution

Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of…

14 Jan 2020

S3 CEO Mark Davies to speak at Security Traders Association of Chicago’s (STAC) 94th Annual Meeting

Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association…

16 Dec 2019

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC…

4 Sep 2019

SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products to…

4 Sep 2019

Finops Report – Rule 606: SEC Redefines Discretionary Trades

S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what…

Company News

S3 Welcomes Sarah Phillips for Marketing and Sales Operations

S3 Concierge Launch

S3 Certified for CAT Production by FINRA

S3 Offers SEC CAT Solution Ahead of April Reporting Deadline

S3 Launches CAT Reporting Solution

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

SS&C Adds S3’s Transaction Cost Analysis and SEC Rule 606 Regulatory Reporting Services

Finops Report – Rule 606: SEC Redefines Discretionary Trades

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6500 River Place Blvd, Bldg 2, Suite 306 Austin, TX 78730

info@s3.com

512.329.3245