by Michelle Lindenberger | Oct 6, 2020 | Announcements, Company News, News and Events |
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by Michelle Lindenberger | Apr 25, 2020 | Announcements, Company News, News and Events |
Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider of all-in-one compliance solutions, announced today that...
by Michelle Lindenberger | Feb 4, 2020 | Company News, News and Events, Press |
A-Team Insight features S3’s all-in-once compliance offering, including S3’s latest product launch, CAT Reporting by Sarah Underwood 04 February 2020 As reporting to the SEC Consolidated Audit Trail (CAT) fast approaches, with large industry...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of regulatory reporting technology, trade surveillance, and...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association of Chicago’s 94th Annual Mid-Winter Meeting. Davies will...
by Michelle Lindenberger | Dec 16, 2019 | Announcements, Company News, News and Events |
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC Rule 606...
