Rule 605 Tech Spec & Expanded CAT Support
Rule 605 Tech Spec Filing On June 12, 2025, the SEC released the FINRA technical specifications for Rule 605 reports. The SEC is soliciting public comment on the spec, due…
News
S3: Tracking Best Execution
SEC rules have made the United States the gold standard for best execution transparency. Mark Davies, CEO of data firm S3 shares his insights into the rules, how they are…
Raising the Bar on Retail Best Execution in Europe
Read original article here – https://www.marketsmedia.com/raising-the-bar-on-retail-best-execution-in-europe/ Best execution for retail stock trades has had a foothold in the U.S. since the tail end of last century, when buzzy IPOs, soaring…
Scott Richard Named Vice President – Global Head of Sales and Strategy
Austin, TX February 14,2022 – S3, the leading full-service compliance and trade analytics software company, announced today the appointment of Scott Richard as Vice President – Global Head of Sales…
Rob Olkiewicz Named Chief Experience Officer & Jeremy Vest Named Chief Revenue Officer at S3
Austin, TX January 25, 2022 – S3, the leading full-service compliance and trade analytics software company, announced today the appointment of Rob Olkiewicz as Chief Experience Officer (CXO) and Jeremy Vest…
S3 Launches International TCA
08 October 2021 Austin, TX, October 7, 2021 – S3 is pleased to announce the newest tool in its suite of regulatory and trade analytics software: a Transaction Cost…
S3 Welcomes Sarah Phillips for Marketing and Sales Operations
Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and…