606 Interchange

606-Interchange-v1.1.4 Download

606 interchange-1.1 XSD Download

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Speaking Engagements

5/23/23 FIF Webinar on Fixed Income Trade Surveillance
Moderator: Tom Jordan, Chair of the FIF Advisory Committee Panel: Ted Karn of The Karn Group, Alex Sedgwick of Abel Noser, and John Standerfer of S3

5/5/23 Carolina STA: SEC Proposals: The Comments Are In – Where Do We Stand?
Moderator: Mark Davies

2/24/23 STA Florida: Market Structure: Topic – Next Generation Market Structure
Moderator: Mark Davies, S3. Panel: Rob Verderese, Head of Cash Trading – Virtu • Adam Inzirillo, SVP, Head of North American Equities – Cboe Global Markets • Scot Galvin, COO/POO – Robinhood • Michael Harrington, Citadel Securities

2/8/23 SIFMA Webinar – Presentation to Equity Markets and Trading Committee-SEC 605 Proposal

1/25/23 STA Chicago Panel – Market Structure – SEC Rule Filing Updates
Moderator: Phil Pearson, Barclays – Head of Americas Electronic Equity Product. Panel: Clare Saperstein – Head of Equities at NYSE • Joe Mecane – Head of Execution Services at Citadel Securities • Mark Davies – Co-Founder, CEO – S3 • Jason Wallach – Head of Capital Markets at Apex Clearing Corporation

1/3/23 STA Open Call – Open Call: SEC Equity Market Proposals: Disclosure of Order Execution Information (Rule 605)
Presenter: Mark Davies

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S3 is a full–service compliance and trade analytics software company that services many of the world’s largest financial institutions and exchanges.

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