SEC

S3 Certified for CAT Production by FINRA

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions.   Austin, TX, 27 April 2020 S3, a leading provider…

CAT Reporting

A managed solution which validates exchange files, submits required data to the Consolidated Audit Trail (CAT), and resolves data problems with individual brokers. On April 20, 2020, industry participants began…
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