Structured Products Exception Management

A simple but powerful tool that combines data from Contineo and OTCX so users can easily identify RFQ, sole bidder, or other trade exceptions, and document reasoning in a robust audit trail.

The Structured Products Exception Management tool allows firms to quickly and easily review exceptions related to multiple use cases.  S3 combines data from multiple sources, including OTCX and Contineo, applies filters and sorting mechanisms, and uses straightforward navigation so users can identify RFQ, sole bidder, or other exceptions and maintain a robust audit trail using notes or attached documents to explain the reasoning behind the exception.  The tool provides a simple but powerful way for firms to remain compliant with regulations in the US, Europe, and Asia.