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S3 Welcomes Sarah Phillips for Marketing and Sales Operations

by mdavies | Dec 1, 2020 | Announcements, Company News, News and Events | 0 comments

Austin, TX December 1, 2020 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, today announced the appointment of Sarah Phillips as Vice President of Marketing and Sales Operations. At S3, Phillips will be responsible...

S3 Concierge Launch

by Michelle Lindenberger | Oct 6, 2020 | Announcements, Company News, News and Events | 0 comments

...
S3 Certified for CAT Production by FINRA

S3 Certified for CAT Production by FINRA

by Michelle Lindenberger | Apr 25, 2020 | Announcements, Company News, News and Events | 0 comments

Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions.   Austin, TX, 27 April 2020 S3, a leading provider of all-in-one compliance solutions, announced today that...

S3 Launches CAT Reporting Solution

by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events | 0 comments

Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers.   Austin, Texas, 15 January 2020 – S3, a leading provider of regulatory reporting technology, trade surveillance, and...

S3 CEO Mark Davies to speak at Security Traders Association of Chicago’s (STAC) 94th Annual Meeting

by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events | 0 comments

Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association of Chicago’s 94th Annual Mid-Winter Meeting.  Davies will...

S3 Signs CODA Markets for SEC Rule 606 Reporting and Best Execution Analytics

by Michelle Lindenberger | Dec 16, 2019 | Announcements, Company News, News and Events | 0 comments

Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC Rule 606...
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  • Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze
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