by Michelle Lindenberger | Apr 25, 2020 | Announcements, Company News, News and Events |
Press Release FINRA grants S3 CAT Reporting Agent status augmenting S3’s CAT reporting technology already utilized by several major financial institutions. Austin, TX, 27 April 2020 S3, a leading provider of all-in-one compliance solutions, announced today that...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of regulatory reporting technology, trade surveillance, and...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association of Chicago’s 94th Annual Mid-Winter Meeting. Davies will...
by Michelle Lindenberger | Dec 16, 2019 | Announcements, Company News, News and Events |
Press Release Austin, Texas, 17 December 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that they have signed CODA Markets who will use S3’s Best Execution Analytics and SEC Rule 606...
by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events |
Press Release Austin, Texas, 05 September 2019 – S3, a leading provider of trade surveillance, analytics, and regulatory reporting technology, announced today that SS&C Technologies is adding S3’s Transaction Cost Analysis (TCA) and SEC Rule 606 Reporting products...
by Michelle Lindenberger | Sep 4, 2019 | Announcements, Company News, News and Events |
S3 CEO Mark Davies weighs in on SEC Rule 606 in Finops Report by Chris Kentouris 29 August 2019 The US Securities and Exchange Commission’s decision to broadly define what makes a trade execution discretionary will force introducing and executing brokers to walk a...
