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Finops Report: FINRA’s CAT: Customer Account Data Management Challenge

by Michelle Lindenberger | Nov 17, 2020 | News and Events, Press | 0 comments

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing data management challenges with the Consolidated Audit Trail (CAT). by Chris Kentouris 14 November 2020 Reporting correct customer data for the next phase of the...

S3 Launches Concierge Service for Custom Reports

by Michelle Lindenberger | Oct 7, 2020 | News and Events, Press | 0 comments

Press Release S3 Concierge provides clients with a dedicated data expert to produce custom reports from specifically requested data and formatted to preference     Austin, Texas, 07 October 2020 –S3, a leading provider of trade surveillance,...

S3 Concierge Launch

by Michelle Lindenberger | Oct 6, 2020 | Announcements, Company News, News and Events | 0 comments

...

Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze

by Michelle Lindenberger | Sep 14, 2020 | News and Events, Press | 0 comments

S3 Chief Software Architect Josh Barry speaks with Chris Kentouris at Finops Report, about existing challenges that exist with the Consolidated Audit Trail (CAT) ahead of upcoming deadlines. by Chris Kentouris 12 September 2020 Trade compliance, regulatory operations,...

Markets Media: RegTech Q&A with Mark Davies, S3

by Michelle Lindenberger | Aug 18, 2020 | News and Events, Press | 0 comments

S3 CEO Mark Davies speaks with Terry Flanagan about the latest regtech updates, SEC Rule 606, and how the S3 team has been operating during the pandemic in the latest Markets Media article by Terry Flanagan 18 August 2020 What has it been like leading S3 through...
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  • Finops Report: FINRA’s CAT: Customer Account Data Management Challenge
  • S3 Launches Concierge Service for Custom Reports
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  • Finops Report: CAT: FINRA’s Exams, Deadlines Won’t Be a Virtual Breeze
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