by Michelle Lindenberger | Mar 24, 2020 | News and Events, Press |
S3 CEO Mark Davies discusses the new SEC Rule 606 reporting format and what asset managers can glean from these reports by Chris Kentouris 18 March 2020 Complying with a new US regulatory requirement for brokers to give investors more information on trade routing...
by Michelle Lindenberger | Feb 4, 2020 | Company News, News and Events, Press |
A-Team Insight features S3’s all-in-once compliance offering, including S3’s latest product launch, CAT Reporting by Sarah Underwood 04 February 2020 As reporting to the SEC Consolidated Audit Trail (CAT) fast approaches, with large industry...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Press Release S3 launches reporting technology for SEC’s Consolidated Audit Trail System (CAT), major exchange to utilize for their brokers. Austin, Texas, 15 January 2020 – S3, a leading provider of regulatory reporting technology, trade surveillance, and...
by Michelle Lindenberger | Jan 14, 2020 | Announcements, Company News, News and Events |
Mark Davies, CEO of S3, will speak at the Security Traders Association of Chicago’s (STAC) Annual Mid-Winter Meeting. January 14-16, 2020 Please join Mark Davies at the Security Traders Association of Chicago’s 94th Annual Mid-Winter Meeting. Davies will...
by Michelle Lindenberger | Jan 9, 2020 | News and Events, Press |
S3 CEO Mark Davies offers his expertise on SEC Rule 606 in the latest Finops Report article by Chris Kentouris 09 January 2020 Compliance, operations, and IT managers will be teaming up in newly created regulatory operations departments to do data aggregation,...
